John J. Romolo
Professional summary
John Joseph Romolo, who also goes by John J Romolo, Jr Romolo, is a registered financial professional currently at QUATTRO M SECURITIES INC. located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Romolo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2011 - Present
QUATTRO M SECURITIES INC.
Office #1: 501 Fifth Avenue 15th Floor, New York, NY 10017October 27, 2008 - May 13, 2011
JEFFERIES EXECUTION SERVICES, INC.
August 6, 2007 - October 16, 2007
JOHN N. SEIP & CO., INC.
December 2, 1998 - May 31, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 2/8/2000
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
QUATTRO M SECURITIES INC.
CRD#: 39289 / SEC#: , 8-48629
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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