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LH

Laura K. Hanyzewski

SOUTHSTATE|DUNCANWILLIAMS SECURITIES
Houston, TX 77046
Some features on this profile are disabled
CRD#: 3043574
LH

Professional summary

Laura Katherine Hanyzewski, who also goes by Laura Katherine Comeaux, Laura Katherine Gallagher, is a registered financial professional currently at SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. located in Houston, Texas.

Laura is registered as a RR (Registered Representative) and started their career in finance in 2005. Laura has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Laura Katherine Comeaux | Laura Katherine Gallagher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Katherine Hanyzewski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 18, 2024 - Present

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

Office #1: 9 Greenway Plaza Suite 3120, Houston, TX 77046
BD
CRD#: 6950
Houston, TX
Past

April 10, 2017 - March 22, 2024

FLAGSTAR ADVISORS

BD
CRD#: 104233
HOUSTON, TX
Past

May 10, 2010 - April 10, 2017

COASTAL SECURITIES, INC.

BD
CRD#: 27834
HOUSTON, TX
Past

March 10, 2008 - April 24, 2009

STANFORD CAPITAL MANAGEMENT, LLC

RIA
CRD#: 141553
HOUSTON, TX
Past

June 22, 2006 - April 30, 2008

STANFORD GROUP COMPANY

RIA
CRD#: 39285
HOUSTON, TX
Past

June 22, 2006 - April 24, 2009

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX
Past

March 10, 2006 - July 11, 2006

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
THE WOODLANDS, TX
Past

March 10, 2006 - July 11, 2006

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
THE WOODLANDS, TX
Past

August 16, 2005 - February 28, 2006

STANFORD GROUP COMPANY

RIA
CRD#: 39285
HOUSTON, TX
Past

July 26, 2005 - February 28, 2006

STANFORD GROUP COMPANY

BD
CRD#: 39285
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/18/2024)
RR
Alaska
(3/18/2024)
RR
Arizona
(3/18/2024)
RR
Arkansas
(3/18/2024)
RR
California
(3/18/2024)
RR
Colorado
(3/18/2024)
RR
Connecticut
(3/18/2024)
RR
Delaware
(3/18/2024)
RR
District of Columbia
(3/18/2024)
RR
Florida
(3/18/2024)
RR
Georgia
(3/18/2024)
RR
Hawaii
(3/18/2024)
RR
Idaho
(3/18/2024)
RR
Illinois
(3/18/2024)
RR
Indiana
(3/18/2024)
RR
Iowa
(3/18/2024)
RR
Kansas
(3/18/2024)
RR
Kentucky
(3/18/2024)
RR
Louisiana
(3/18/2024)
RR
Maryland
(3/18/2024)
RR
Massachusetts
(3/18/2024)
RR
Michigan
(3/18/2024)
RR
Minnesota
(3/18/2024)
RR
Mississippi
(3/18/2024)
RR
Missouri
(3/18/2024)
RR
Montana
(3/18/2024)
RR
Nevada
(3/18/2024)
RR
New Hampshire
(3/18/2024)
RR
New Jersey
(3/18/2024)
RR
New Mexico
(3/18/2024)
RR
New York
(3/18/2024)
RR
North Carolina
(3/18/2024)
RR
Ohio
(3/18/2024)
RR
Oklahoma
(3/18/2024)
RR
Oregon
(3/18/2024)
RR
Pennsylvania
(3/18/2024)
RR
Puerto Rico
(3/18/2024)
RR
Rhode Island
(3/18/2024)
RR
South Carolina
(3/18/2024)
RR
South Dakota
(3/18/2024)
RR
Tennessee
(3/18/2024)
RR
Texas
(3/18/2024)
RR
Utah
(3/18/2024)
RR
Virgin Islands
(3/18/2024)
RR
Virginia
(3/18/2024)
RR
Washington
(3/18/2024)
RR
West Virginia
(3/18/2024)
RR
Wisconsin
(3/18/2024)
RR
Wyoming
(3/18/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/15/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/25/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/23/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP

CRD#: 6950 / SEC#: 801-68820, 8-18971

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
6750 Poplar Avenue Suite 300, Memphis, TN 38138
Mailing Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424
Phone number
(901) 260-6800
Established
Tennessee since 03/31/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
SOUTHSTATE BANK, NATIONAL ASSOCIATIONOWNER
BONONNO, JOSEPH KEMPCHIEF FINANCIAL OFFICER7437632
CHERRY, JAMES CROWELLCHIEF COMPLIANCE OFFICER2870353
HODGES, STUART LEESVP, PRESIDENT7370566
HOWARD, HEATHER DIANECORPORATE SECRETARY/COMPLIANCE OFFICER4349745
TUCKER, KIMBERLY SHAYOPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER7370391

Disclosures

Regulatory Event9
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.

CRD#: 6950Houston, TX 77046

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