TM
Todd S. Mackler
CETERA INVESTMENT ADVISERS LLC
HOUSTON, TX 77024
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CRD#: 3043470
TM
Professional summary
Todd Steven Mackler is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Houston, Texas and CETERA ADVISORS LLC located in Port St Lucie, Florida.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Todd has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 07/2021, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2) NAME OF OTHER BUSINESS: TEXAS GULF COAST INSURANCE AGENCY INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: INSURANCE, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FIELD DEVELOPMENT, APX NUMBER OF HOURS PER WEEK:2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES; 3) NAME OF OTHER BUSINESS: TEXAS GULF COAST FINANCIAL GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: OPERATIONAL ENTITY, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FIELD DEVELOPMENT, LESS THAN ONE HOUR PER WEEK NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ENTITY FOR EXPENSE MANAGEMENT; 4) NAME OF OTHER BUSINESS: TOTUS FINANCIAL GROUP, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: OPERATIONAL ENTITY, START DATE: 07/2021, POSITION/TITLE/RELATIONSHIP: DIRECTOR OF FIELD DEVELOPMENT, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: ENTITY FOR EXPENSE MANAGEMENT; SER5) NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2022, POSITION/TITLE/RELATIONSHIP: EXECUTIVE SENIOR PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 6) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FAMILY TRUST, START DATE: 05/10/21, POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: NAMED SUCCESSOR TRUSTEE FOR MOTHER'S TRUST; 7) NAME OF OTHER BUSINESS: GIG WORKER SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REFERRALS; START DATE : 09/2023; POSITION/TITLE/RELATIONSHIP: REFERER; APX NUMBER OF HOURS PER WEEK: 0-2; APX NUMBER OF HOURS DURING TRADING HOURS: 0-2; BRIEF DESCRIPTION OF DUTIES: REFER SELF EMPLOYED INDIVIDUALS TO GIG WORKER SOLUTIONS FOR SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Todd Steven Mackler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 1, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 701 North Post Oak Rd Suite 320, Houston, TX 77024RIA
CRD#: 105644
HOUSTON, TX
Current
July 19, 2021 - Present
CETERA ADVISORS LLC
Office #1: 13850 Southeast Timberoak Road, Port St Lucie, FL 34984Office #2: 701 North Post Oak Rd Suite 320, Houston, TX 77024BD
CRD#: 10299
Port St Lucie, FL
Past
July 19, 2021 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
DELRAY BEACH, FL
Past
January 3, 2017 - July 23, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Ft Lauderdale, FL
Past
January 3, 2017 - July 23, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Ft Lauderdale, FL
Past
May 29, 2012 - January 5, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
FT. LAUDERDALE, FL
Past
May 15, 2012 - January 5, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
FT. LAUDERDALE, FL
Past
February 28, 2011 - February 14, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
FT. LAUDERDALE, FL
Past
February 28, 2011 - February 14, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
FT. LAUDERDALE, FL
Past
June 1, 2009 - February 28, 2011
MORGAN STANLEY
RIA
CRD#: 149777
SCRANTON, PA
Past
June 1, 2009 - February 28, 2011
MORGAN STANLEY
BD
CRD#: 149777
SCRANTON, PA
Past
June 10, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ORLANDO, FL
Past
June 5, 1998 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/20/2022)
RR
Florida(7/19/2021)
IAR
Florida(2/1/2024)
RR
Georgia(9/20/2022)
RR
Maryland(7/19/2021)
RR
Michigan(8/2/2023)
RR
New Jersey(9/20/2022)
RR
New York(7/19/2021)
RR
South Carolina(7/19/2021)
RR
Tennessee(3/29/2022)
RR
Texas(7/19/2021)
IAR
Texas(3/21/2024)
RR
Virginia(9/24/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
