Michelle L. Warner
Professional summary
Michelle Lynn Warner, who also goes by Michelle Lynn Bossio, is a registered financial advisor currently at NORTHERN CAPITAL MANAGEMENT, INC. located in Spokane, Washington and NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Spokane, Washington.
Michelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michelle has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Lynn Warner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2005 - Present
NORTHERN CAPITAL MANAGEMENT, INC.
Office #1: 2700 S. Southeast Blvd Suite 205, Spokane, WA 99223April 15, 2013 - Present
NORTHERN CAPITAL RETIREMENT SERVICES, INC.
Office #1: 2700 S Southeast Boulevard Suite 205, Spokane, WA 99223June 11, 2004 - February 8, 2016
NCM SECURITIES, INC.
Primary Firm SEC Registration
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/27/2005)
Exams
Current Firm
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379 / SEC#: 801-44942
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,819 |
| AUM (Assets Under Management) | $ 462,159,064 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/12/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHERN CAPITAL MANAGEMENT, INC.
CRD#: 111379Spokane, WA 99223TRUST BUT VERIFY
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