Patrick Emanuel Sutherland
Professional Summary
Patrick Emanuel Sutherland was a registered financial advisor. Patrick was a previously registered financial professional and started their career in finance 1998 - 2016. Patrick had worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24, Series 28 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
Contact Information
Main Address
5950 Fairview Road Suite 140, Charlotte, NC 28210Mailing Address
5950 Fairview Road Suite 140, Charlotte, NC 28210Phone Number
(704) 708-5461Established
North Carolina since 11/19/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
305SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
36AUM (Assets Under Management)
$21,681,537Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1998About the Series 6 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jul 1999About the Series 28 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 1999About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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