Lauren Arnett Uyesugi
Professional Summary
Lauren Arnett Uyesugi, who also goes by Lauren Arnett, Lauren Lok, Lauren A Uyesugi, Lauren Elizabeth Uyesugi, is a registered financial advisor currently at INNOVATION PARTNERS LLC located in Roswell, Georgia. Lauren is registered as a RR (Registered Representative) and started their career in finance in 1997. Lauren has worked at 5 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lauren Arnett, Lauren Lok, Lauren A Uyesugi, Lauren Elizabeth Uyesugi
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
Contact Information
Main Address
5950 Fairview Road Suite 140, Charlotte, NC 28210Mailing Address
5950 Fairview Road Suite 140, Charlotte, NC 28210Phone Number
(704) 708-5461Established
North Carolina since 11/19/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
305SEC notice filing (40 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
FINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 40 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
36AUM (Assets Under Management)
$21,681,537Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC
State Registrations and Notice Filings
(8/25/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Lauren Arnett Uyesugi's CRS (Customer Relationship Summary).
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