Margaret A. Chase
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Anne Chase was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1998. Margaret had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2008 - January 7, 2013
CAPITAL FINANCIAL PLANNING, INC.
July 20, 2004 - December 31, 2012
COMMONWEALTH FINANCIAL NETWORK
August 1, 2003 - July 23, 2004
WALNUT STREET SECURITIES, INC.
August 18, 2000 - January 28, 2003
NATHAN & LEWIS SECURITIES, INC.
May 14, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAPITAL FINANCIAL PLANNING, INC.
CRD#: 119740 / SEC#:
Contact information
Red Flags
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