Tina H. Joubi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Helena Joubi, who also goes by Tina Helena Baboudjian, Tina Helen Joubi, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 1999. Tina had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2010 - November 8, 2013
QUEST CAPITAL STRATEGIES, INC.
October 19, 2007 - April 14, 2008
WALNUT STREET SECURITIES, INC.
October 26, 2004 - January 5, 2006
DAWSON JAMES SECURITIES, INC.
January 5, 2004 - October 26, 2004
VIEWTRADE FINANCIAL
November 3, 1999 - February 11, 2002
LEERINK PARTNERS LLC
January 20, 1999 - November 3, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
