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DB

Devin Daniel Brady

ZYTRADE
SHERMAN OAKS, CA
·CRD# 3041139·25 years registered

Professional Summary

Devin Daniel Brady is a registered financial advisor currently at ZYTRADE LLC located in Sherman Oaks, California. Devin is registered as a RR (Registered Representative) and started their career in finance in 2001. Devin has worked at 6 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 31, Series 14, Series 30, Series 4, Series 24 and Series 28 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

ZYTRADE LLCCurrent·CRD# 172567
BD
1. 15233 Ventura Blvd. Suite 605, Sherman Oaks, CA 914032. 11900 West Olympic Blvd. 860, Los Angeles, CA 90064
May 28, 2015 - Present

Past

ADVANCED EQUITIES, INC.Past·CRD# 35545
RIA
Chicago, IL
February 2, 2006 - July 20, 2006
ADVANCED EQUITIES, INC.Past·CRD# 35545
BD
Chicago, IL
February 1, 2006 - July 20, 2006
BOLTON GLOBAL CAPITALPast·CRD# 15650
BD
Bolton, MA
January 28, 2005 - April 1, 2005
A.G.P. / ALLIANCE GLOBAL PARTNERSPast·CRD# 8361
BD
Westport, CT
December 4, 2003 - January 25, 2005
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
October 10, 2002 - September 10, 2003
PRINCIPAL SECURITIES, INC.Past·CRD# 1137
BD
Des Moines, IA
September 18, 2001 - January 14, 2002

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Current Firm

ZL
ZYTRADE LLC

HALIFAX AMERICA LLC | ZYTRADE LLC

CRD#: 172567 / SEC#: 8-69511
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

11900 West Olympic Blvd. 860, Los Angeles, CA 90064

Mailing Address

11900 West Olympic Blvd. 860, Los Angeles, CA 90064

Phone Number

(888) 240-7099

Established

Delaware since 06/28/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (28 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BRADY, DEVIN DANIELCEO,CCO,AMLCO,FINOP3041139
VARTANIAN, JOSEPH NUBAREXECUTIVE OFFICER / OPERATION AND COMPLIANCE MANAGER4262139

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(8/23/2016)
RR
Arizona
(1/24/2017)
RR
Arkansas
(9/5/2018)
RR
California
(6/22/2015)
RR
Florida
(7/17/2015)
RR
Georgia
(7/24/2015)
RR
Idaho
(7/22/2015)
RR
Illinois
(8/20/2015)
RR
Indiana
(10/6/2016)
RR
Minnesota
(7/22/2015)
RR
Mississippi
(9/16/2015)
RR
Nevada
(7/23/2015)
RR
New Jersey
(10/31/2016)
RR
New Mexico
(11/14/2016)
RR
New York
(8/3/2015)
RR
North Carolina
(8/4/2015)
RR
Ohio
(7/15/2015)
RR
Oregon
(1/11/2018)
RR
Pennsylvania
(6/23/2015)
RR
South Carolina
(10/29/2015)
RR
Texas
(8/6/2015)
RR
Virginia
(8/7/2015)
RR
Wisconsin
(8/20/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2014About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Apr 2001About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2014About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2002About the Series 31 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 30 — NFA Branch Manager Examination

Passed Sep 2019About the Series 30 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2014About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 2014About the Series 24 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Nov 2014About the Series 28 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Devin Daniel Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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