Anthony R. Costa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony R Costa was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1998. Anthony had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2015 - February 29, 2016
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
August 14, 2015 - February 29, 2016
AMUNDI DISTRIBUTOR US, INC.
June 23, 2009 - May 29, 2015
C. L. KING & ASSOCIATES, INC.
August 11, 2008 - January 5, 2009
ABERDEEN FUND DISTRIBUTORS, LLC
September 27, 2007 - August 18, 2008
FORESIDE FUND SERVICES, LLC
September 23, 2002 - October 1, 2007
NATIONWIDE FUND DISTRIBUTORS LLC
May 28, 1998 - September 10, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.
CRD#: 138756 / SEC#: 801-66395
Contact information
Documents
Red Flags
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