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Nathan Robert Jodat

CRD# 3039523·Registered 1999 - 2014
Previously Registered: Being a previously registered professional could mean that Nathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nathan Robert Jodat was a registered financial advisor. Nathan was a previously registered financial professional and started their career in finance 1999 - 2014. Nathan had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

COMMONWEALTH PHARMA SECURITIES·CRD# 121990
BD
Marshfield, MA
March 24, 2014 - December 31, 2014
PRONET FINANCIAL PARTNERS LLC·CRD# 154601
BD
Londonderry, NH
February 17, 2012 - March 9, 2012
SOMERSET SECURITIES, INC.·CRD# 2493
BD
Woburn, MA
December 20, 2011 - March 30, 2012
DOMINARI SECURITIES LLC·CRD# 18975
BD
New York, NY
July 6, 2009 - December 11, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Richmond, VA
July 1, 2003 - December 4, 2007
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 20, 1999 - July 1, 2003

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Current Firm

CP
COMMONWEALTH PHARMA SECURITIES

COMMONWEALTH APEIRON | COMMONWEALTH PHARMA SECURITIES LLC | COMMONWEALTH PHARMA SECURITIES

CRD#: 121990 / SEC#: 8-65456
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

2016 Ocean Street, Marshfield, MA 02050

Mailing Address

2016 Ocean Street, Marshfield, MA 02050

Phone Number

(617) 367-0099

Established

Delaware since 06/10/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WAGER, JEFFREY DAVIDOWNER—
FLYNN, PETER FRANCISCHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/MANAGER2655124
THOMAS, JONATHAN YORKSENIOR BANKER1374060

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2002About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1999About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2002About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Mar 2002About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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