Robert T. Ciaccio

NETWORK 1 FINANCIAL SECURITIES

Red Bank, NJ 07701

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CRD#: 3039424

Professional summary

Robert Thomas Ciaccio JR is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Ciaccio JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2012 - Present

NETWORK 1 FINANCIAL SECURITIES INC.

Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701

CRD#: 13577

Red Bank, NJ

Past

December 1, 2008 - December 12, 2012

OBSIDIAN FINANCIAL GROUP, LLC

CRD#: 104255

WOODBURY, NY

Past

November 16, 2005 - December 10, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

UNIONDALE, NY

Past

December 21, 2001 - December 13, 2005

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

October 22, 2001 - December 21, 2001

EHRENKRANTZ KING NUSSBAUM

CRD#: 31140

NEW YORK, NY

Past

September 24, 1999 - October 22, 2001

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

Past

July 30, 1998 - October 19, 1999

TASIN & COMPANY, INC.

CRD#: 30709

HAUPPAUGE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/27/2024)

Illinois
(1/18/2013)

New Mexico
(1/11/2023)

New York
(12/14/2012)

North Carolina
(3/17/2014)

Ohio
(6/23/2014)

Pennsylvania
(2/19/2013)

South Carolina
(3/1/2023)

Texas
(6/26/2013)

Exams

State Security Law Exam

Series 63

Date: 5/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/2006

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

ASSET PLANNING & DEVELOPMENT, INC. | STOCKAMERICA, INCORPORATED | NETWORK 1 FINANCIAL SECURITIES INC. | NETWORK 1 FINANCIAL SECURITIES

CRD#: 13577 / SEC#: , 8-29471

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Mailing Address

The Galleria, Suite 241 2 Bridge Avenue, Red Bank, NJ 07701

Phone number

(732) 758-9001

Established

Texas since 03/15/1983

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETWORK 1 FINANCIAL GROUP, INC.( ISSI)	SHAREHOLDER
ARTICLE THIRD TR UWO RICHARD W. HUNT FBO MADISON HUNT	SHAREHOLDER
BRUNO, VINCENT MICHAEL	CHIEF COMPLIANCE OFFICER	1845833
HUNT, WILLIAM RICHARD JR	DIRECTOR, PRESIDENT, COO & FINOP, TRUSTEE	830575
TESTAVERDE, DAMON DOMENIC	VICE PRESIDENT	444453

Disclosures

Regulatory Event	21
Arbitration	4

Red Flags

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Robert T. Ciaccio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Thomas Ciaccio JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

OBSIDIAN FINANCIAL GROUP, LLC

EMPIRE FINANCIAL GROUP, INC.

EKN FINANCIAL SERVICES INC.

EHRENKRANTZ KING NUSSBAUM

WEATHERLY SECURITIES CORPORATION

TASIN & COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 7/29/1998

Series 24

Date: 3/31/2006

FINRA

Nasdaq Stock Market

Current Firm

NETWORK 1 FINANCIAL SECURITIES INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

NETWORK 1 FINANCIAL SECURITIES INC.

TRUST BUT VERIFY

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