CO
Clifton N. Ourso
STATE FARM INVESTMENT MANAGEMENT
DONALDSONVILLE, LA 70346
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CRD#: 3038654
CO
Professional summary
Clifton Noel Ourso, who also goes by Cliff Ourso, Clifton Noel Ourso Jr, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Donaldsonville, Louisiana and STATE FARM VP MANAGEMENT CORP. located in Gonzales, Louisiana.
Clifton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Clifton has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cliff Ourso | Clifton Noel Ourso Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MED-TECH INVESTMENTS; NON-INVESTMENT-RELATED; 2900 WESLAYAN, SUITE 375, HOUSTON, TX 77027; MEDICAL COMPANY; OFFICER/PRESIDENT; 06/2006; 0 HRS MONTHLY; 0 SECURITY HRS; INVESTMENT IN MEDICAL COMPANY CALLED IDEV TECHNOLOGIES, INC, ORGANIZATION PURPOSE ONLY. 2) LASFAA PAC, INC; NON-INVESTMENT-REATLED; 4707 BLUEBONNET BLVD STE B, BATON ROUGE, LA 70808; Association/Committee/Council; Officer: Treasurer; 01/15/2002; 2 HRS/MO, 1 DURING TRADING HOURS; BOARD MEMBER-ATTENDING MEETINGS TO DISCUSS PAC BUSINESS, VOTING ON ISSUES THAT REQUIRE A VOTE, ATTENDING SOCIAL AS WELL INDUSTRY MEETINGS THAT WARRANT PAC REPRESENTATION. 3 ) CNO Land Company, LLC; investment-related; 3384 Hwy 1 South Donaldsonville LA 70346; Investment or Commercial Property; Owner; 07-10-2018; 2hr/mo. for both; 100%, Vote on investing in CD's or Money Market Accounts (bank products), Lending/Borrowing Activities, Control of the checkbook, Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account, 4) Crescent Plantation Holdings, LLC; investment-related; 3384 Hwy I South, Donaldsonville LA 70346; Retail; Partner. 50%; 09/18/2018; 6hr/mo. 6hr/mo.; Vote on investing in CD's or Money Market Accounts (bank products), Lending/Borrowing Activities, Review bank statements, Pay bills/Co-Signor on checking account. 5) Cliff Ourso Insurance and Financial Services, Inc; investment-related;3384 Hwy.! South Donaldsonville LA 70346;Invesment or Commercial Property; President; 12-19-2018; 80 hr./mo. for both; Vote on investing in CD's or Money Market Accounts (bank products), Lending/Borrowing Activities, In your role discuss or advise on benefit plans for the organization, Control of the checkbook, Review bank statements, Make deposits in the checking account, Pay bills/Co-Signor on checking account 6) Clifton Ourso's Insurance Agency; Insurance Agency; Investment-related; 3384 Highway 1 S Donaldsonville, LA 70346-9188; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/1977; 80; 80; Service customers and supervise employees 7) CFT. LLC: Non-Investment-Related; 7775 Hwy 70 North Donaldsonville Louisiana 70346; Membership/Civic/Fraternal Organization; Partner; 09/01/2018; 4hrs; Co-management of business of the LLC. No involvement of the day-to-day operations of the RV Park. Vote on investing in CD? s or Money Market Accounts (bank products), Lending/Borrowing Activities, Review bank statements, Pay bills/ Co-Signor on checking account. 8) Cliff Ourso - Property #1 (personally Held Real Estate); Investment-Related; 2296 Hwy 308 Donaldsonville, Louisiana 70346; Investment or Commercial Property; Owner; None; 03/14/2025; 0; 0; Personally Held Real Estate 9) Cherry Field Properties, LLC; non-investment-related; 3384 Hwy 1, Donaldsonville, Louisiana 70346; Investment or Commercial Property; Owner/Officer; President; 10/01/2025; 1;0; Vacant land used for hunting
CRS (Client Relationship Summary) - RIA
Click below to view Clifton Noel Ourso's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 3384 Highway 1 S, Donaldsonville, LA 70346RIA
CRD#: 3487
DONALDSONVILLE, LA
Current
May 26, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 14609 Airline Highway Suite 103, Gonzales, LA 70737Office #2: 3384 Highway 1 S, Donaldsonville, LA 70346BD
CRD#: 43036
Gonzales, LA
Past
September 29, 2011 - April 4, 2017
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
DONALDSONVILLE, LA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Louisiana(1/3/2001)
IAR
Louisiana(8/15/2018)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Donaldsonville, LA 70346TRUST BUT VERIFY
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