Mary E. Williams
Professional summary
Mary Elizabeth Williams, who also goes by Elizabeth Williams Novak, Elizabeth W Turner, Elizabeth Williams Turner, Katherine Elizabeth Williams, Mary Helen Williams, Mary Helen Elizabeth Williams, Mary Helen Elizabeth Williams Turner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Vienna, Virginia and CETERA WEALTH SERVICES, LLC located in Vienna, Virginia.
Mary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Mary has worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mary Elizabeth Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8391 Old Courthouse Rd Ste 203, Vienna, VA 22182October 21, 2022 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8391 Old Courthouse Rd Ste 203, Vienna, VA 22182October 21, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 24, 2020 - October 5, 2022
MML INVESTORS SERVICES, LLC
September 23, 2020 - October 5, 2022
MML INVESTORS SERVICES, LLC
January 2, 2020 - September 22, 2020
SEIA
August 5, 2019 - September 15, 2020
OSAIC WEALTH, INC.
April 15, 2008 - March 24, 2011
SANDS CAPITAL MANAGEMENT, LLC
April 20, 1998 - April 5, 2001
FEDERATED SECURITIES CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/20/2023)
(6/20/2023)
(5/1/2025)
(10/21/2022)
(6/20/2023)
(8/5/2025)
(10/21/2022)
(6/20/2023)
(6/20/2023)
(6/20/2023)
(6/20/2023)
(1/10/2025)
(3/27/2023)
(6/20/2023)
(6/29/2023)
(10/21/2022)
(6/29/2023)
Exams
Series 7TO
Date: 8/3/2019
General Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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