Jessica Susan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica Susan, who also goes by Jessica Susan Cichowski, Jessica Susan Feldbauer, was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 1998. Jessica had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7, Series 26 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2013 - August 2, 2021
EMPOWER FINANCIAL SERVICES, INC.
September 19, 2012 - March 5, 2013
SANTANDER SECURITIES LLC
January 10, 2012 - September 19, 2012
LPL FINANCIAL LLC
July 27, 2007 - August 23, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 29, 2006 - May 25, 2007
BAY FINANCIAL ADVISORS, INC.
September 5, 2006 - July 3, 2007
LPL FINANCIAL LLC
August 29, 2006 - July 3, 2007
LPL FINANCIAL LLC
August 19, 2005 - July 21, 2006
GLOBAL INVESTMENT ADVISORS, LLC
August 16, 2005 - July 21, 2006
ESSEX SECURITIES LLC
June 16, 2005 - August 16, 2005
INVESTORS CAPITAL CORP.
January 16, 2003 - June 16, 2005
EASTERN POINT ADVISORS INC.
January 15, 2003 - August 16, 2005
INVESTORS CAPITAL CORP.
January 27, 1999 - August 6, 2002
LEGACY FINANCIAL SOLUTIONS, INC.
August 26, 1998 - August 9, 2002
LEGACY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2022
General Securities Representative ExaminationCurrent Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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