Michael P. Zotto
Professional summary
Michael Phillip Zotto, who also goes by Michael Zotto, is a registered financial advisor currently at ZONE INVESTMENT MANAGEMENT, LLC located in New Bern, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Phillip Zotto's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2021 - Present
ZONE INVESTMENT MANAGEMENT, LLC
September 20, 2017 - July 13, 2021
INVST, LLC
January 12, 2015 - September 13, 2017
J.P. MORGAN SECURITIES LLC
January 12, 2015 - September 13, 2017
J.P. MORGAN SECURITIES LLC
May 17, 2000 - January 2, 2015
EQUITABLE ADVISORS, LLC
April 8, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 8, 1998 - January 2, 2015
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2021)
(5/13/2021)
(3/4/2024)
(4/20/2021)
Exams
Current Firm
ZONE INVESTMENT MANAGEMENT, LLC
CRD#: 314086 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 14,345,140 |
Red Flags
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