Christopher M. Glass
Professional summary
Christopher Michael Glass, who also goes by Chris Michael Glass, Chris Glass, is a registered financial advisor currently at ZACKS INVESTMENT MANAGEMENT, INC. located in Dallas, Texas and LBMZ SECURITIES, INC. located in Chicago, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Glass's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2009 - Present
ZACKS INVESTMENT MANAGEMENT, INC.
May 5, 2009 - Present
LBMZ SECURITIES, INC.
Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606October 17, 2005 - May 7, 2007
PGIM INVESTMENTS LLC
April 8, 2005 - May 7, 2007
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 10, 2003 - December 10, 2004
STEPHENS
January 16, 2003 - June 13, 2003
QUEST CAPITAL STRATEGIES, INC.
November 5, 1998 - January 3, 2001
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2011)
(5/3/2023)
(5/3/2023)
(5/11/2009)
(1/6/2011)
(5/3/2023)
(1/10/2011)
(4/27/2009)
(5/5/2009)
Exams
FINRA
Current Firm
ZACKS INVESTMENT MANAGEMENT, INC.
CRD#: 110897 / SEC#: 801-40592
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,050 |
| AUM (Assets Under Management) | $ 12,414,372,511 |
Red Flags
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