Brian M. Schwartz
Professional summary
Brian Martin Schwartz, who also goes by Brian Martin Schwatz, is a registered financial professional currently at FS INVESTMENT SOLUTIONS, LLC located in Darien, Connecticut.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Martin Schwartz's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2025 - Present
FS INVESTMENT SOLUTIONS, LLC
Office #1: 9 Old Kings Highway South, Darien, CT 06820October 19, 2017 - September 17, 2020
BLACKROCK INVESTMENTS, LLC
August 2, 2007 - March 12, 2013
BLACKSTONE SECURITIES PARTNERS L.P.
July 24, 1998 - June 12, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/4/2025
General Securities Representative ExaminationFINRA
Current Firm
FS INVESTMENT SOLUTIONS, LLC
CRD#: 145244 / SEC#: , 8-67718
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FRANKLIN SQUARE HOLDINGS, LP | SOLE MEMBER OF FS INVESTMENT SOLUTIONS, LLC | |
| DETWILER, ELIZABETH CAMILLA | GENERAL COUNSEL, PRINICIPAL OPERATIONS OFFICER | 4361137 |
| GAGLIOTI, ENRICO SALVATORE | PRESIDENT | 2649966 |
| PAGNOTTA, CHRISTOPHER VINCENT | CHIEF COMPLIANCE OFFICER | 4418522 |
| SCARPATI, GERARD | FINOP/CFO, PFO | 2313132 |
Red Flags
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