Joan A. Wade
Professional summary
Joan Antwinette Wade, who also goes by Joan Cezar, Joan Johnson, Joan Lindsey, Joan Maddox, Joan Antwinette Nash, Joan Antwinnette Nash, Joan Nash-smith, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in New York, New York.
Joan is registered as a RR (Registered Representative) and started their career in finance in 2020. Joan has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joan Antwinette Wade's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2020 - Present
SEAPORT GLOBAL SECURITIES LLC
Office #1: 360 Madison Avenue 22nd Floor, New York, NY, 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/4/2021)
(9/10/2020)
(11/10/2022)
(9/10/2020)
Exams
Series 79TO
Date: 8/11/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
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