Michael N. Vahl

FORESIDE FINANCIAL SERVICES

La Jolla, CA 92037

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CRD#: 3036242

Professional summary

Michael Nicholas Vahl, who also goes by Michael Nicholas Vahl, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in La Jolla, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Nicholas Vahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Nicholas Vahl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2022 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 4225 Executive Square #1600, La Jolla, CA 92037

CRD#: 148477

La Jolla, CA

Past

August 17, 2021 - November 8, 2022

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Glendale, MO

Past

May 12, 2010 - November 8, 2022

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Glendale, MO

Past

November 11, 2009 - November 8, 2022

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

Glendale, MO

Past

February 5, 2008 - November 8, 2022

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Glendale, MO

Past

August 2, 2001 - November 8, 2022

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

March 1, 1999 - August 23, 2001

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2025)

Illinois
(1/3/2023)

Iowa
(1/3/2023)

Kansas
(12/1/2022)

Minnesota
(1/3/2023)

Missouri
(12/1/2022)

Nebraska
(12/1/2022)

North Dakota
(1/3/2023)

South Dakota
(1/3/2023)

Exams

State Security Law Exam

IAR

Series 66

Date: 1/31/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/15/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

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Advisor Monitoring

Firm Stability Insights

Michael N. Vahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Nicholas Vahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

INVESCO CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/31/2008

Series 63

Date: 2/15/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1999

Series 6

Date: 2/26/1999

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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