Edward R. Laughlin
Professional summary
Edward Reed Laughlin JR is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Miami, Florida and WESTMINSTER FINANCIAL SECURITIES, INC. located in Miami, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Edward has worked at 15 firms and has passed the Series 66, Series 7TO, SIE, Series 5, PC, Series 1, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Edward Reed Laughlin JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2017 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
Office #1: 1001 Bricknell Bay Drive Suite 2720, Miami, FL 33131May 15, 2017 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 1001 Brickell Bay Drive Suite 2720, Miami, FL 33131February 12, 2015 - May 15, 2017
B. RILEY WEALTH MANAGEMENT
January 21, 2015 - May 15, 2017
B. RILEY WEALTH MANAGEMENT
September 23, 2011 - January 26, 2015
DOMINICK & DICKERMAN LLC
July 5, 2011 - January 26, 2015
DOMINICK & DICKERMAN LLC
January 17, 2003 - July 28, 2011
CREDIT SUISSE SECURITIES (USA) LLC
October 23, 1997 - January 17, 2003
PERSHING LLC
March 20, 1991 - November 19, 1997
SBC WARBURG DILLON READ INC.
January 31, 1980 - February 21, 1991
UBS FINANCIAL SERVICES INC.
August 4, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
January 6, 1977 - November 29, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
December 8, 1976 - August 3, 1978
A. G. EDWARDS & SONS, INC.
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
April 14, 1975 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
November 19, 1971 - June 14, 1973
DUPONT GLORE FORGAN INCORPORATED
July 24, 1970 - December 26, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
Primary Firm SEC Registration
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2017)
(5/15/2017)
(5/15/2017)
(5/15/2017)
(6/1/2017)
(5/15/2017)
(5/15/2017)
(5/16/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 5
Date: 8/10/1983
Interest Rate Options ExaminationPC
Date: 8/23/1977
AMEX Put and Call ExamSeries 1
Date: 8/7/1969
Registered Representative ExaminationSeries 8
Date: 4/5/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283 / SEC#: 801-29690
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/11/2025 | ||
| 11/14/2024 | ||
| 02/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WESTMINSTER FINANCIAL ADVISORY CORP
CRD#: 110283Miami, FL 33131TRUST BUT VERIFY
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