Emily E. Ingersoll
Professional summary
Emily Edith Ingersoll, who also goes by Emily Edith Harris, Emily Edith Ingersoll, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Emily is registered as a RR (Registered Representative) and started their career in finance in 1998. Emily has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Emily Edith Ingersoll's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901November 2, 2018 - December 31, 2020
OSAIC WEALTH, INC.
May 13, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 18, 2002 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 19, 1998 - December 31, 2001
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2021)
(1/5/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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