Alan (. Cole

PARKSIDE INVESTMENTS

Deerfield, IL 60015

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CRD#: 3035430

Professional summary

Alan (nmn) Cole, who also goes by Alan Cole, is a registered financial advisor currently at PARKSIDE INVESTMENTS, LLC located in Deerfield, Illinois.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Alan has worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Partner of Cedar Hill Partners Holdings I and Cedar Hill Partners Holdings II, Chicago IL 60611, Limited Partnership holding companies of alternative investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan (nmn) Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2017 - Present

PARKSIDE INVESTMENTS, LLC

Office #1: 570 Lake Cook Road Suite 100, Deerfield, IL 60015

RIA

CRD#: 286178

Deerfield, IL

Past

June 2, 2008 - February 1, 2017

CEDAR HILL ASSOCIATES, LLC

RIA

CRD#: 147206

ROSEMONT, IL

Past

September 10, 2001 - March 22, 2005

CEDAR HILL FINANCIAL SERVICES, INC.

CRD#: 15651

HIGHLAND PARK, IL

Past

June 15, 1999 - June 3, 2008

CEDAR HILL ASSOCIATES INC

RIA

CRD#: 105457

HIGHLAND PARK, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/27/2020)

IAR

Illinois
(7/27/2017)

IAR

Texas
(5/22/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/7/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/2003

General Securities Principal Examination

Current Firm

PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

570 Lake Cook Road Suite 100, Deerfield, IL 60015

Mailing Address

Phone number

(312) 778-7700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARKSIDE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	600
AUM (Assets Under Management)	$ 1,301,690,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan (. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan (nmn) Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARKSIDE INVESTMENTS, LLC

CEDAR HILL ASSOCIATES, LLC

CEDAR HILL FINANCIAL SERVICES, INC.

CEDAR HILL ASSOCIATES INC

Primary Firm SEC Registration

PARKSIDE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/2001

Series 7

Date: 9/7/2001

Series 24

Date: 12/15/2003

Current Firm

PARKSIDE INVESTMENTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKSIDE INVESTMENTS, LLC

TRUST BUT VERIFY

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