Kristofer J. Funkhouser
Professional summary
Kristofer John Funkhouser, CFP®, CPWA®, who also goes by Kris Funkhouser, Kristofer Funkhouser, Krtistopher Funkhouser, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Kristofer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kristofer has worked at 5 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kristofer John Funkhouser's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Start date: 2020-10-19
Expire date: 2024-09-30
Experience
September 19, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326October 20, 2004 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 3630 Peachtree Rd, Ne Ste 250, Atlanta, GA 30326October 20, 2004 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
January 29, 1999 - October 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 29, 1998 - October 19, 2004
IDS LIFE INSURANCE COMPANY
September 29, 1998 - October 19, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
April 16, 1998 - September 21, 1998
FAIRCHILD FINANCIAL GROUP, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2019)
(6/21/2021)
(10/25/2019)
(1/17/2007)
(5/14/2015)
(4/2/2018)
(8/28/2006)
(10/20/2004)
(9/19/2016)
(1/26/2021)
(1/21/2021)
(8/3/2023)
(11/12/2015)
(8/12/2014)
(2/9/2016)
(7/26/2016)
(5/26/2017)
(7/20/2016)
(5/29/2013)
(2/6/2024)
(3/14/2018)
(10/28/2009)
(7/13/2011)
(2/6/2019)
(3/4/2021)
(8/28/2024)
(7/15/2005)
(1/17/2007)
(6/9/2008)
(3/13/2017)
(1/2/2014)
(2/12/2008)
(2/6/2019)
(12/3/2018)
(2/24/2021)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
