Albert R. Laubenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Raymond Laubenstein, who also goes by Al Laubenstein, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1974. Albert had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 79, Series 55, Series 32, Series 1, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2016 - February 10, 2017
VELOX SECURITIES, INC.
October 11, 2011 - December 31, 2016
MUNDIAL FINANCIAL GROUP, LLC
February 15, 2010 - December 31, 2016
GLENDALE SECURITIES, INC.
January 5, 2006 - August 25, 2008
PENSON FINANCIAL SERVICES, INC.
January 24, 2003 - February 1, 2005
GLENDALE SECURITIES, INC.
January 13, 2003 - December 31, 2005
COMPUTER CLEARING SERVICES INC
May 1, 1995 - February 12, 2002
NATIONAL CLEARING CORP.
February 12, 1993 - December 31, 1994
AMERINATIONAL FINANCIAL SERVICES, INC.
October 28, 1991 - January 5, 1993
PRUDENTIAL EQUITY GROUP, LLC
May 3, 1991 - October 29, 1991
HAMILTON INVESTMENTS, INC.
July 5, 1985 - September 7, 1989
INVEST FINANCIAL CORPORATION
September 26, 1978 - November 24, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 21, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/2004
Limited Representative-Equity Trader ExamSeries 1
Date: 6/19/1974
Registered Representative ExaminationCurrent Firm
VELOX SECURITIES, INC.
CRD#: 285402 / SEC#: , 8-69840
Contact information
Documents
Red Flags
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