Tommy A. Thompson
Professional summary
Tommy Allen Thompson is a registered financial professional currently at GREAT AMERICAN INVESTORS, INC. located in Overland Park, Kansas.
Tommy is registered as a RR (Registered Representative) and started their career in finance in 1998. Tommy has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tommy Allen Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2005 - Present
GREAT AMERICAN INVESTORS, INC.
Office #1: 6025 Metcalf Lane, Overland Park, KS 66202January 14, 2005 - June 26, 2025
FIRST AMERICAN FINANCIAL ADVISORS, INC.
January 1, 2004 - January 13, 2005
CETERA ADVISORS LLC
January 1, 2004 - January 13, 2005
CETERA ADVISORS LLC
October 26, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
March 5, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
April 6, 1998 - March 11, 1999
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2005)
(1/3/2005)
Exams
FINRA
Current Firm
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489 / SEC#: , 8-44380
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
GREAT AMERICAN INVESTORS, INC.
CRD#: 28489Overland Park, KS 66202TRUST BUT VERIFY
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