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Tarrell J. Florent
STATE FARM INVESTMENT MANAGEMENT
Newhall, CA 91321
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CRD#: 3033653
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Professional summary
Tarrell Joseph Florent, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Newhall, California and STATE FARM VP MANAGEMENT CORP. located in Dunwoody, Georgia.
Tarrell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Tarrell has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALPHA & OMEGA MARKETING; 22158 Crestline Trail, Santa Clarita, CA 91390; SELL MARKETING SYSTEMS TO SMALL BUSINESSES; PARTNER 50%; MARKETING/SALES - NON-INVESTMENT RELATED DUTIES; 20HRS/WEEK - 0 DURING TRADING HOURS; Review bank statements, Make deposits in the checking account, Sales & Marketing - In addition to selling marketing systems to small businesses, under Alpha & Omega Marketing my wife and I would become independent representatives for two Direct Sales companies that sell health products, telecommunications products & services, energy, security systems, and text marketing services for businesses. www.ACNinc.com and www.5Linx.com Pay bills/ Co-Signor on checking account, Market and sell products & services to individuals and small businesses. 2) ACN; Non-Investment-Related; 22158 Crestline Trail, Santa Clarita, CA 91390; Other; Independent Contractor; 12/31/2015; 20; 0; Market and sell telecommunication products & services including energy, gas and security systems to individuals and small businesses. 3) Parenthood Culture Apparel; Non-Investment-Related; 27943 Seco Canyon Rd., #226, Santa Clarita, CA 91350; Retail; Owner; 6/1/2021; 15, 0; Control of checkbook, review bank statements, make deposits in checking account, pay bills/Co-Signor on checking account. 4) Tarrell Florent's Insurance Agency; Insurance Agency; Investment-related; 23033 Lyons Ave Ste 1 Newhall, CA 91321-2758; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2009; 80; 80; Service customers and supervise employees 5) AccuViewTV; non-investment-related; 30 N Gould St, Ste 2621 Sheridan WY 82801; vendor; other; other; 08/01/2022; 10; 0; I signed up for the referral (affiliate) program through the streaming service (AccuViewTV), I recently switched to as my television service provider; as an affiliate I receive a commission when I refer someone for the service. A commission is paid as long as a person stays a customer and pay their month bill each month. A 1099 is issued at the end of the year. Regarding affiliation info below, the best description is sole proprietorship, there's no business name or business being formed.
CRS (Client Relationship Summary) - RIA
Click below to view Tarrell Joseph Florent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 23033 Lyons Ave Ste.1, Newhall, CA 91321RIA
CRD#: 3487
Newhall, CA
Current
July 20, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 237 Perimeter Center Pkwy Ne, Dunwoody, GA 30346BD
CRD#: 43036
Dunwoody, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/16/2001)
IAR
California(11/13/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Newhall, CA 91321TRUST BUT VERIFY
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