Brent Daniel Fields
CFP®Professional Summary
Brent Daniel Fields, CFP® is a registered financial advisor currently at TOTAL CLARITY WEALTH MANAGEMENT, INC located in St. Charles, Illinois and LPL FINANCIAL LLC located in St Charles, Illinois. Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Insurance Planning
- Investment Planning
- Retirement Planning
- Comprehensive Financial Planning
Other Aliases
There are no additional aliases reported.
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VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
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Videos & Posts
This advisor has not added any videos or posts yet.
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J.P. MORGAN SECURITIES LLC
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
J.P. MORGAN SECURITIES LLC
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INDEPENDENT FINANCIAL GROUP, LLC
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
28 years in the financial services industry
Current & Past Employments
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INDEPENDENT FINANCIAL GROUP, LLC
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Current Firm
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | TOTAL CLARITY WEALTH MANAGEMENT | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
Contact Information
Main Address
525 Tyler Rd Suite T, St. Charles, IL 60174Phone Number
(630) 762-9352# of Employees
26SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,569AUM (Assets Under Management)
$755,449,000Similar Advisors
J.P. MORGAN SECURITIES LLC
VERTEX PARTNERS
INDEPENDENT FINANCIAL GROUP, LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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J.P. MORGAN SECURITIES LLC
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Primary Firm SEC Registration
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | TOTAL CLARITY WEALTH MANAGEMENT | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
State Registrations and Notice Filings
(1/2/2019)
(10/1/2018)
(8/10/2023)
(6/10/2020)
(3/24/2023)
(9/27/2024)
(10/1/2018)
(4/12/2007)
(10/1/2018)
(10/1/2018)
(1/26/2026)
(8/2/2023)
(11/12/2021)
(8/30/2023)
(5/7/2019)
(1/17/2025)
(8/10/2023)
(10/1/2018)
(1/21/2026)
(10/1/2018)
(7/13/2022)
(4/25/2018)
(10/1/2018)
(9/16/2026)
(2/4/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Brent Daniel Fields's CRS (Customer Relationship Summary).
Services Offered by Brent
- Insurance Planning
- Investment Planning
- Retirement Planning
- Comprehensive Financial Planning
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J.P. MORGAN SECURITIES LLC
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