Brent D. Fields
TOTAL CLARITY WEALTH MANAGEMENT,
St. Charles, IL 60174
Some features on this profile are disabled
CRD#: 3032484
Professional summary
Brent Daniel Fields, CFP® is a registered financial advisor currently at TOTAL CLARITY WEALTH MANAGEMENT, INC located in St. Charles, Illinois and LPL FINANCIAL LLC located in St Charles, Illinois.
Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Retirement Planning
Comprehensive Financial Planni...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 10/01/2018 - WALL STREET FINANCIAL ADVISORS - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2000 - 160 hours per month/ 8 hours during trading 2) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - NON-VARIABLE INSURANCE - Investment Related - At Reported Business Location(s) - Start Date 10/2001 - 0 hours per month/ 0 hours during trading 3) 10/01/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/2006 - 0 hours per month/ 0 hours during trading 4) 10/01/2018 - FIELDS FINANCIAL SERVICES, INC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - Not Investment Related - At Reported Business Location(s) - Start Date 10/2001 - 0 hours per month/ during trading 5) 10/03/2018 - TOTAL CLARITY WEALTH MANAGEMENT, INC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Financial Advisor - Start Date: 07/2006 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TOTAL CLARITY WEALTH MANAGEMENT, INC, an independent investment advisor firm. I started this business activity in 7/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brent Daniel Fields's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
April 12, 2007 - Present
TOTAL CLARITY WEALTH MANAGEMENT, INC
Office #1: 525 Tyler Rd Suite T, St. Charles, IL 60174RIA
CRD#: 142728
St. Charles, IL
Current
October 1, 2018 - Present
LPL FINANCIAL LLC
Office #1: 525 Tyler Rd Ste T, St Charles, IL 60174RIA
BD
CRD#: 6413
St Charles, IL
Past
October 16, 2001 - October 4, 2018
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ST. CHARLES, IL
Past
October 1, 2001 - October 4, 2018
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ST. CHARLES, IL
Past
May 20, 1998 - October 2, 2001
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2019)
RR
Arizona(10/1/2018)
RR
Arkansas(8/10/2023)
RR
California(6/10/2020)
RR
Colorado(3/24/2023)
RR
Connecticut(9/27/2024)
RR
Florida(10/1/2018)
IAR
Illinois(4/12/2007)
RR
Illinois(10/1/2018)
RR
Indiana(10/1/2018)
RR
Iowa(8/7/2023)
RR
Kansas(8/2/2023)
RR
Kentucky(11/12/2021)
RR
Maryland(8/30/2023)
RR
Massachusetts(5/7/2019)
RR
Michigan(1/17/2025)
RR
Minnesota(8/10/2023)
RR
Missouri(10/1/2018)
RR
Nevada(3/29/2019)
RR
Oklahoma(10/1/2018)
RR
Pennsylvania(1/2/2019)
RR
South Carolina(8/30/2023)
RR
Tennessee(7/13/2022)
IAR
Texas(4/25/2018)
RR
Texas(10/1/2018)
RR
Virginia(5/23/2022)
RR
Wisconsin(2/4/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TOTAL CLARITY WEALTH MANAGEMENT, INC
AMERICAN CAPITAL MANAGEMENT | TOTAL CLARITY WEALTH MANAGEMENT, INC | PREACTIVE INVESTMENTS | PLANNED FINANCIAL INDEPENDENCE | EXEMPLAR FINANCIAL NETWORK | CRITERION WEALTH ADVISORS, LLC | BEYOND WEALTH MANAGEMENT, INC. | AMERICAN CAPITAL MANAGEMENT, INC
CRD#: 142728 / SEC#: 801-67755
RIA
Registered Investment Advisory firm - (4/11/2007 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
525 Tyler Rd Suite T, St. Charles, IL 60174
Mailing Address
Phone number
(630) 762-9352
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,412 |
| AUM (Assets Under Management) | $ 607,883,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TOTAL CLARITY WEALTH MANAGEMENT, INC
CRD#: 142728St. Charles, IL 60174TRUST BUT VERIFY
Monitor Brent Fields
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
