Brian William Sexton
Professional Summary
Brian William Sexton is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Patchogue, New York. Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES
Contact Information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380Mailing Address
Po Box 83271, Lincoln, NE 68501-3271Phone Number
(877) 232-2142Established
Delaware since 11/01/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | — |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP | 6357880 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
Disclosures
Regulatory Event
4Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/25/2022)
(3/24/2022)
(6/1/2020)
(6/5/2020)
(12/23/2021)
(10/19/2023)
(10/19/2023)
(6/2/2020)
(6/1/2020)
(1/11/2022)
(12/3/2021)
(1/8/2026)
(3/24/2022)
(8/19/2021)
(10/19/2023)
(8/26/2020)
(3/24/2022)
(1/8/2026)
(6/5/2020)
(10/16/2019)
(6/1/2020)
(6/5/2020)
(1/8/2026)
(6/1/2020)
(3/24/2022)
(6/1/2020)
(10/13/2021)
(1/11/2022)
(6/6/2022)
(10/19/2023)
(11/23/2022)
(4/21/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Jan 1999SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian William Sexton's CRS (Customer Relationship Summary).
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