Brian W. Sexton
Professional summary
Brian William Sexton is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Patchogue, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1999. Brian has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian William Sexton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 16, 2019 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 440 Waverly Ave Ste 1, Patchogue, NY 11772-1597March 3, 2015 - July 24, 2019
PHX FINANCIAL, INC.
March 7, 2011 - March 3, 2015
AEGIS CAPITAL CORP.
December 10, 2008 - March 31, 2009
CHASE INVESTMENT SERVICES CORP.
January 16, 2007 - October 27, 2008
BASIC INVESTORS INC.
March 17, 2005 - February 8, 2007
JOSEPH STEVENS & CO., INC.
June 16, 2004 - March 22, 2005
GUNNALLEN FINANCIAL, INC
August 27, 2002 - July 9, 2004
JOSEPH STEVENS & CO., INC.
January 11, 2000 - August 23, 2002
W.A. CAPITAL MARKETS
May 19, 1999 - September 21, 1999
GLENN MICHAEL FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2022)
(3/24/2022)
(6/1/2020)
(6/5/2020)
(12/23/2021)
(10/19/2023)
(10/19/2023)
(6/2/2020)
(6/1/2020)
(1/11/2022)
(12/3/2021)
(3/24/2022)
(8/19/2021)
(10/19/2023)
(8/26/2020)
(3/24/2022)
(6/5/2020)
(10/16/2019)
(6/1/2020)
(6/5/2020)
(6/1/2020)
(3/24/2022)
(6/1/2020)
(10/13/2021)
(1/11/2022)
(6/6/2022)
(10/19/2023)
(11/23/2022)
Exams
Series 62
Date: 1/11/1999
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Company Information
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272Patchogue, NY 11772-1597TRUST BUT VERIFY
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