Douglas A. Last
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Allen Last, who also goes by Doug Last, Douglas Allan Last, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1971. Douglas had worked at 8 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2005 - August 28, 2015
FINTEGRA, LLC
January 1, 2002 - December 31, 2004
PMG SECURITIES CORPORATION
April 9, 1998 - January 1, 2002
IAC SECURITIES, INC.
August 23, 1990 - February 23, 1998
SECURIAN FINANCIAL SERVICES, INC.
September 21, 1988 - February 23, 1998
CRI SECURITIES, LLC
August 21, 1985 - September 21, 1988
CONSOLIDATED RESOURCES, INC.
August 14, 1984 - August 29, 1985
MARQUETTE FINANCIAL GROUP, INC.
June 23, 1971 - June 11, 1984
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/16/1971
Registered Representative ExaminationCurrent Firm
FINTEGRA, LLC
CRD#: 16741 / SEC#: 801-56275, 8-34434
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINTEGRA HOLDINGS, LLC | SHAREHOLDERS | |
| CAURRO, STEPHEN ANTHONY | BOARD OF DIRECTORS | 5845813 |
| CONNER, DANIEL | BOARD OF DIRECTORS | |
| SCHMITZ, DOUGLAS GENE | BOARD OF DIRECTORS | 1771132 |
| SCHUH, JEFFREY ALLEN | CHIEF FINANCIAL OFFICER, FINOP | 1036839 |
| WALTER, KENNETH JOHN | BOARD OF DIRECTORS | 5845803 |
| WEBER, DOREEN LEA | PRESIDENT/CEO/CCO | 1368639 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
