AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TN

Thomas J. Noon

CETERA INVESTMENT ADVISERS LLC
JACKSON, NJ 08527
Some features on this profile are disabled
CRD#: 3032106
TN

Professional summary

Thomas James Noon JR, who also goes by Thomas James Noon, Thomas James Noon Jr, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jackson, New Jersey and CETERA INVESTMENT SERVICES LLC located in Jackson, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Thomas has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas James Noon | Thomas James Noon Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business: Lakeland Financial Services Address: 2120 W County Line Road, Jackson, NJ, 08527, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/19/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor 2) Name of Business: Lakeland Bank Address: Jackson, NJ, 08527, United States Activity Type: Bank or Credit Union Associate Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 07/19/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas James Noon JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2120 W County Line Rd, Jackson, NJ 08527
RIA
CRD#: 105644
JACKSON, NJ
Current

June 28, 2024 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 2120 W County Line Rd, Jackson, NJ 08527
BD
CRD#: 15340
JACKSON, NJ
Past

July 20, 2021 - July 2, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
Jackson, NJ
Past

July 19, 2021 - July 2, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
BUTLER, NJ
Past

December 7, 2017 - April 21, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
TOMS RIVER, NJ
Past

December 6, 2017 - April 21, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
JACKSON, NJ
Past

October 13, 2015 - December 6, 2017

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
BRICK, NJ
Past

October 13, 2015 - December 6, 2017

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
BRICK, NJ
Past

February 6, 2014 - October 15, 2015

ESSEX NATIONAL SECURITIES, LLC

RIA
CRD#: 25454
BRICK, NJ
Past

January 31, 2014 - October 15, 2015

ESSEX NATIONAL SECURITIES, LLC

BD
CRD#: 25454
BRICK, NJ
Past

September 19, 2012 - February 3, 2014

SANTANDER SECURITIES LLC

RIA
CRD#: 41791
BRICK, NJ
Past

September 19, 2012 - February 3, 2014

SANTANDER SECURITIES LLC

BD
CRD#: 41791
BRICK, NJ
Past

May 27, 2008 - September 19, 2012

LPL FINANCIAL LLC

RIA
CRD#: 6413
MANCHESTER, NJ
Past

May 27, 2008 - September 19, 2012

LPL FINANCIAL LLC

BD
CRD#: 6413
MANCHESTER, NJ
Past

January 24, 2003 - May 27, 2008

IFMG SECURITIES, INC.

RIA
CRD#: 14416
MANCHESTER, NJ
Past

January 31, 2001 - May 27, 2008

IFMG SECURITIES, INC.

BD
CRD#: 14416
MANCHESTER, NJ
Past

October 1, 2000 - February 14, 2001

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 25, 1998 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(7/17/2024)
RR
New Hampshire
(9/16/2024)
RR
New Jersey
(6/28/2024)
IAR
New Jersey
(7/1/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/16/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/25/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/24/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 3/23/1998
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report
11/18/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Jackson, NJ 08527

TRUST BUT VERIFY

Monitor Thomas Noon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Glenn Alan Blachman
Glenn BlachmanAdvisorCheck Check Mark
SUMMIT FINANCIAL, LLC
IAR
TOMS RIVER, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics