Barry Sheldon Lass
Professional Summary
Barry Sheldon Lass is a registered financial advisor currently at GRODSKY ASSOCIATES, INC. located in West Orange, New Jersey. Barry is registered as a RR (Registered Representative) and started their career in finance in 1967. Barry has worked at 5 firms and has passed the Series 99TO, Series 52TO, Series 7TO, SIE, Series 1, Series 53, Series 27, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
59 years in the financial services industry
Current & Past Employments
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Current Firm
GRODSKY ASSOCIATES, INC.
Contact Information
Main Address
29 Longview St., West Orange, NJ 07052Mailing Address
29 Longview St 2, West Orange, NJ 07052Phone Number
(973) 243-0300Established
New Jersey since 08/13/1991Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRODSKY, SHELDON | PRESIDENT, TREASURER, SECRETARY, CHIEF EXECUTIVE OFFICER, CFO, ROP, SROP, CROP, CHIEF COMPLIANCE OFFICER, FINOP | 870498 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/7/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Oct 1967SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Barry Sheldon Lass's CRS (Customer Relationship Summary).
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