James D. Lewers

BRICK & KYLE ASSOCIATES

NEWTOWN, PA 18940

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CRD#: 3031642

Professional summary

James Donald Lewers, CFP®, ChFC®, CLU® is a registered financial advisor currently at BRICK & KYLE ASSOCIATES INC located in Newtown, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. James has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JAMES ENGAGES IN INVESTMENT RELATED BUSINESS AS AN INVESTMENT ADVISOR WITH BRICK & KYLE ASSOCIATES, LOCATED AT 905 MT EYRE RD, NEWTOWN, PA 18940. JAMES DEVOTES APPRX. 30 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Donald Lewers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 22, 2002 - Present

BRICK & KYLE ASSOCIATES INC

Office #1: 905 Mt. Eyre Rd., Newtown, PA 18940

RIA

CRD#: 107771

NEWTOWN, PA

Past

January 7, 2014 - May 20, 2022

REALTA EQUITIES, INC.

CRD#: 23769

NEWTOWN, PA

Past

June 20, 2008 - December 16, 2013

MOORS & CABOT, INC.

CRD#: 594

NEWTOWN, PA

Past

January 30, 2006 - June 20, 2008

MOORS & CABOT FINANCIAL ADVISORS, LLC

CRD#: 132798

NEWTOWN, PA

Past

January 3, 2005 - May 15, 2006

MOORS & CABOT, INC.

CRD#: 594

BOSTON, MA

Past

September 25, 2001 - January 7, 2005

MELHADO, FLYNN & ASSOCIATES, INC.

CRD#: 7340

NEW YORK, NY

Past

May 18, 1998 - July 27, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRICK & KYLE ASSOCIATES INC

BRICK & KYLE ASSOCIATES INC | BRICK WEALTH MANAGEMENT

CRD#: 107771 / SEC#: 801-55370

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/22/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/23/2007

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 4/12/2005

General Securities Principal Examination

Current Firm

BRICK & KYLE ASSOCIATES INC

BRICK & KYLE ASSOCIATES INC | BRICK WEALTH MANAGEMENT

CRD#: 107771 / SEC#: 801-55370

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

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Contact information

Main Address

905 Mt Eyre Rd, Newtown, PA 18940

Mailing Address

Phone number

(215) 493-8787

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2022 ADV (5/1/2025)

Regulatory assets under management

Total Number of Accounts	331
AUM (Assets Under Management)	$ 425,270,464

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James D. Lewers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Donald Lewers's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

MOORS & CABOT, INC.

MOORS & CABOT FINANCIAL ADVISORS, LLC

MOORS & CABOT, INC.

MELHADO, FLYNN & ASSOCIATES, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BRICK & KYLE ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/22/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1998

Series 9

Date: 4/23/2007

Series 24

Date: 4/12/2005

Current Firm

BRICK & KYLE ASSOCIATES INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRICK & KYLE ASSOCIATES INC

TRUST BUT VERIFY

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