Daniel J. Picinich

PRIVATE WEALTH MANAGEMENT

Extom, PA 19341

Some features on this profile are disabled

CRD#: 3031550

Professional summary

Daniel Joseph Picinich is a registered financial advisor currently at PRIVATE WEALTH MANAGEMENT, LLC located in Extom, Pennsylvania.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Daniel has worked at 7 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

02/01/17 - Eagle Tax Service, LLC, Investment Related, 257 W. Uwchlan Ave, Suite 230 Downingtown, PA 19335, Owner - Tax preparation and filing. Some tax planning as needed, 10hrs per week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Picinich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2016 - Present

PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 600 Eagleview Blvd Suite #300, Extom, PA 19341

RIA

CRD#: 282801

Extom, PA

Past

May 15, 2013 - January 25, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

WAYNE, PA

Past

March 11, 2004 - January 25, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WAYNE, PA

Past

January 1, 2004 - February 19, 2004

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

HADDONFIELD, NJ

Past

January 1, 2004 - February 19, 2004

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

December 10, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

HADDONFIELD, NJ

Past

November 3, 2003 - January 1, 2004

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

December 6, 2002 - June 3, 2003

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

December 20, 2001 - November 12, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 2, 2001 - November 7, 2001

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/12/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/1/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/30/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/15/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 282801 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (5/12/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

600 Eagleview Blvd Suite #300, Exton, PA 19341

Mailing Address

Phone number

(215) 582-9537

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 62,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Kropp

OSAIC WEALTH, INC.

IAR

Chadds Ford, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

Lawrence Springer

OSAIC WEALTH, INC.

IAR

Hockessin, DE

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel J. Picinich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Joseph Picinich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

VANGUARD MARKETING CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2001

SIE

Date: 1/25/2016

Series 31

Date: 2/12/2001

Series 7

Date: 2/1/2001

Series 10

Date: 5/30/2006

Series 9

Date: 5/15/2006

Current Firm

PRIVATE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors