Alexander B. Mcculloch

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CRD#: 3031547

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Beckman Mcculloch was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1998. Alexander had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 21, 2022 - September 30, 2024

TCW ASSET MANAGEMENT COMPANY LLC

RIA

CRD#: 105742

LOS ANGELES, CA

Past

July 18, 2006 - September 30, 2024

TCW INVESTMENT MANAGEMENT COMPANY LLC

RIA

CRD#: 106546

LOS ANGELES, CA

Past

May 28, 1998 - September 30, 2024

TCW FUNDS DISTRIBUTORS LLC

CRD#: 16670

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCW ASSET MANAGEMENT COMPANY LLC

TCW ASSET MANAGEMENT CO | TCW/CRATON II MANAGEMENT COMPANY, LLC (RELYING ADVISOR) | TCW SPECIAL SITUATIONS, LLC (RELYING ADVSOR) | TCW ASSET MANAGEMENT COMPANY LLC

CRD#: 105742 / SEC#: 801-6642

RIA

Registered Investment Advisory firm - (6/12/1970 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/17/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/26/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/23/2015

General Securities Principal Examination

Current Firm

TCW ASSET MANAGEMENT COMPANY LLC

TCW ASSET MANAGEMENT CO | TCW/CRATON II MANAGEMENT COMPANY, LLC (RELYING ADVISOR) | TCW SPECIAL SITUATIONS, LLC (RELYING ADVSOR) | TCW ASSET MANAGEMENT COMPANY LLC

CRD#: 105742 / SEC#: 801-6642

RIA

Registered Investment Advisory firm - (6/12/1970 Approved)

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Contact information

Main Address

515 South Flower Street, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 244-0000

Established

Firm type

Fiscal year end

# of Employees

440

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAMCO - FORM ADV PART 2A - FILE COPY - 03.28.2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 70,373,682,943

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alexander B. Mcculloch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TCW INVESTMENT MANAGEMENT COMPANY LLC

TCW FUNDS DISTRIBUTORS LLC

Primary Firm SEC Registration

TCW ASSET MANAGEMENT COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2006

Series 63

Date: 11/24/1998

SIE

Date: 10/1/2018

Series 31

Date: 4/17/2003

Series 7

Date: 5/26/1998

Series 24

Date: 10/23/2015

Current Firm

TCW ASSET MANAGEMENT COMPANY LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TCW ASSET MANAGEMENT COMPANY LLC

TRUST BUT VERIFY

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