Joseph A. Malfeo
HUNTER STREET INVESTMENT ADVISORS LLC
Apex, NC 27502
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CRD#: 3031535
Professional summary
Joseph Anthony Malfeo, CFP®, ChFC®, who also goes by Joe Malfeo, is a registered financial advisor currently at HUNTER STREET INVESTMENT ADVISORS LLC located in Apex, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Joseph has worked at 4 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Malfeo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Monarch Group Properties III LLC - Malfeo (2034069) - real estate investing, located at: 1457 Kelly Road, 117, Apex NC 27502 Monarch Group Properties II, LLC - Malfeo (1834058) - residential rental, located at: 1457 Kelly Road, 117, Apex NC 27502 Monarch Group Properties, LLC - Malfeo (1697777) - residential rental, located at: 1457 Kelly Road, 117, Apex NC 27502 Downtown Friendship, LLC - Malfeo (2089859) - real estate development, located at: 1457 Kelly Road, 109, Apex NC 27502 The aforementioned are investment related businesses. Mr. Malfeo has been acting in the capacities as registered agent and income tax filer on record for these businesses. . His tenure has terminated in both capacities on 1.31.2024. These investments are solely passive investments for Mr. Malfeo. Prior to termination of duties 2 hours per month for each business and 0 hours during securities trading hours. Currently 0 hours of devotion post 1.31.2024
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Malfeo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
October 17, 2007 - Present
HUNTER STREET INVESTMENT ADVISORS LLC
Office #1: 56 Hunter Street Suite 210, Apex, NC 27502RIA
CRD#: 145334
Apex, NC
Past
October 17, 2007 - December 31, 2016
HUNTER STREET INVESTMENT ADVISORS LLC
RIA
CRD#: 145334
OAK BROOK, IL
Past
December 5, 2002 - September 30, 2003
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
August 9, 2000 - November 8, 2002
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
DOWNERS GROVE, IL
Past
February 1, 1999 - November 8, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
July 20, 1998 - January 12, 1999
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HS
HUNTER STREET INVESTMENT ADVISORS LLC
COMMAND CAPITAL MANAGEMENT | MALFEO JOSEPH ANTHONY | HUNTER STREET INVESTMENT ADVISORS LLC | COMMAND CAPITAL MANAGEMENT LLC. | COMMAND CAPITAL MANAGEMENT LLC | COMMAND CAPITAL MANAGEMENT L.L.C.
CRD#: 145334 / SEC#: 801-131679
RIA
Registered Investment Advisory firm - (2/5/2025 Approved)Illinois
Registered Investment Advisory firm - (4/15/2025 Terminated)New York
Registered Investment Advisory firm - (2/6/2025 Terminated)North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/17/2007)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
HS
HUNTER STREET INVESTMENT ADVISORS LLC
COMMAND CAPITAL MANAGEMENT | MALFEO JOSEPH ANTHONY | HUNTER STREET INVESTMENT ADVISORS LLC | COMMAND CAPITAL MANAGEMENT LLC. | COMMAND CAPITAL MANAGEMENT LLC | COMMAND CAPITAL MANAGEMENT L.L.C.
CRD#: 145334 / SEC#: 801-131679
RIA
Registered Investment Advisory firm - (2/5/2025 Approved)Illinois
Registered Investment Advisory firm - (4/15/2025 Terminated)New York
Registered Investment Advisory firm - (2/6/2025 Terminated)North Carolina
Registered Investment Advisory firm - (2/11/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
56 Hunter Street Suite 210, Apex, NC 27502
Mailing Address
Phone number
(919) 589-4040
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 675 |
| AUM (Assets Under Management) | $ 133,614,755 |
Red Flags
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Company Information
HUNTER STREET INVESTMENT ADVISORS LLC
CRD#: 145334Apex, NC 27502TRUST BUT VERIFY
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