Lawrence V. Shurman
Professional summary
Lawrence Voracek Shurman, who also goes by Shurman Voracek Lawrence Voracek, Lars Shurman, is a registered financial professional currently at TD SECURITIES (USA) LLC located in Stamford, Connecticut.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1998. Lawrence has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Voracek Shurman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 11, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 262 Harbor Blvd 2nd Floor, Stamford, CT 06902July 22, 2021 - December 10, 2024
COWEN AND COMPANY
October 28, 2014 - July 19, 2021
JEFFERIES LLC
April 14, 2004 - November 18, 2014
CREDIT SUISSE SECURITIES (USA) LLC
July 9, 1998 - January 19, 1999
RYAN BECK & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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