James I. Rickard
Professional summary
James Irving Rickard III, who also goes by James I Rickard, is a registered financial advisor currently at FUNDAMENTAL INVESTMENT ALLIANCE GROUP, INC. located in Oldsmare, Florida.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Irving Rickard III's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2004 - Present
FUNDAMENTAL INVESTMENT ALLIANCE GROUP, INC.
February 7, 2002 - August 31, 2004
FUNDAMENTALS 1ST ADVISORY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/30/2004)
Current Firm
FUNDAMENTAL INVESTMENT ALLIANCE GROUP, INC.
CRD#: 131166 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 9,969,513 |
Red Flags
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