Robert J. Brown
STONE HOUSE INVESTMENT MANAGEMENT
Tunkhannock, PA 18657
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CRD#: 3030735
Professional summary
Robert Jeffrey Brown, CFP®, who also goes by Bob Brown, Bobby Brown, Robert Brown, is a registered financial advisor currently at STONE HOUSE INVESTMENT MANAGEMENT, LLC located in Tunkhannock, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Brown | Bobby Brown | Robert Brown
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RJB Solutions, LLC (Marketing the services of Stone Health Innovations, LLC); 71 Elm Street, Tunkhannock, Pa 18657; Not investment related; Marketing Medical Services To Doctors And Hospitals; Position: Owner/President; Start date: 09/01/2015; Approximate hours per month devoted to this business: 2 hours; None during trading hours. 2. RJB Solutions, LLC; 71 Elm Street, Tunkhannock, Pa 18657; Investment Related; Independent Contractor; 01/01/2015; 25% of time spent on business/month; 25% of time spent during business hours; provide financial advisory services to Stone House clients. 3. Stone House Tax, Business & Municipal Accounting, LLC; Non-Investment Related Business; 158 W Tioga Street, Tunkhannock, PA 18657; Director; 10% of time devoted to this business; since November 2021, business direction and guidance. 4. Indemnitree, LLC; NOT investment related; 158 West Tioga Street, Tunkhannock, PA 18657; Insurance Sales; Director; Since May 10, 2022; number of hours/month devoted to other business: 4 hours/month; Number of hours devoted to other business during securities trading hours: 2 hours/month; Review and approve high-level decisions. Oversee Accounting
CRS (Client Relationship Summary) - RIA
Click below to view Robert Jeffrey Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 27, 2006 - Present
STONE HOUSE INVESTMENT MANAGEMENT, LLC
Office #1: 80 West Tioga Street, Tunkhannock, PA 18657RIA
CRD#: 139410
Tunkhannock, PA
Past
April 7, 2004 - December 31, 2004
PAN-AMERICAN INVESTMENT ADVISERS, INC.
RIA
CRD#: 111107
MONTROSE, PA
Past
June 3, 2002 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
BD
CRD#: 15578
NEW ORLEANS, LA
Past
April 2, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
April 2, 1998 - June 19, 2002
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SH
STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(2/27/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
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STONE HOUSE INVESTMENT MANAGEMENT, LLC
RJB PLANNING & ADVISORY, INC. | STONE HOUSE WEALTH MANAGEMENT, LLC | STONE HOUSE RETIREMENT INCOME PLANNERS | STONE HOUSE INVESTMENT MANAGEMENT, LLC | ROBERT R. BROWN, CFP @ PLANNING & ADVISORY, INC. | ROBERT J. BROWN, CFP PLANNING & ADVISORY, INC.
CRD#: 139410 / SEC#: 801-106971
RIA
Registered Investment Advisory firm - (12/17/2015 Approved)New York
Registered Investment Advisory firm - (12/17/2015 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2015 Terminated)Texas
Registered Investment Advisory firm - (12/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 West Tioga Street, Tunkhannock, PA 18657
Mailing Address
Phone number
(570) 836-7020
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,461 |
| AUM (Assets Under Management) | $ 669,913,449 |
Red Flags
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Company Information
STONE HOUSE INVESTMENT MANAGEMENT, LLC
CRD#: 139410Tunkhannock, PA 18657TRUST BUT VERIFY
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