CD
Craig K. Duncan
STATE FARM INVESTMENT MANAGEMENT
Clearwater, FL 33759-1339
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CRD#: 3030679
CD
Professional summary
Craig Kelly Duncan, ChFC® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Clearwater, Florida and STATE FARM VP MANAGEMENT CORP. located in Clearwater, Florida.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Craig has worked at 2 firms and has passed the SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Craig Duncan's Insurance Agency; Insurance Agency; Investment-related; 2454 N McMln Bth Rd Ste 421 Clearwater, FL 33759-1339; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/1987; 80; 80; Service customers and supervise employees 2) National Association of Insurance and Financial Advisors; non-investment-related; PO Box 14365. Tallahassee. F: 32317; association/committee/council; director; 2/16/2022; 5; 2; Immediate past president, BOD and member of the PAC board. 3) St Marks Village Foundation; non-investment-related; 2655 Nebraska Av Palm Harbor, FL 34684; Association/Committee/Council; Board Member; none; 3/1/2024; 1; 1; Committee: St Marks Village is a retirement community that has created a foundation to handle donations to St Marks and how to distribute the funds. They do make decisions on how to invest the money which will NOT be with me. Chairman is a retired SF agent and agency manager. 4) Committee of Florida Agents; non-investment-related; 1103 Hays St Tallahassee, FL 32301; Association/Committee/Council; Director; none; 7/12/2024; 4; 0; Committee 5) Agents For a Better Florida; non-investment-related; 1103 Hays St Tallahassee, FL 32301; Association/Committee/Council; Director; none; 07/31/2024; 4; 0; Committee 6) Financial Reform in Government Network; non-investment-related; 1103 Hays St Tallahassee, FL 32301; Association/Committee/Council; Director; none; 07/31/2024; 1; 0; Committee 7) Florida Agents For Financial Reform; non-investment-related; 1103 Hays St Tallahassee, FL 32301; Association/Committee/Council; Director; none; 07/31/2024; 1; 0; Committee 8) 7R Ranch LLC; non- investment-related; 1193 NE Hansel Av. Arcadia, FL. 34266; Investment or Commercial Property; Partner; None; 11/01/2025; 2;0; Land ownership of cattle ranch leased to others. Inheriting 25% ownership when probate is settled.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Kelly Duncan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 18, 2018 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 2454 N Mcmln Bth Rd Suite 421, Clearwater, FL 33759-1339RIA
CRD#: 3487
Clearwater, FL
Current
June 5, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 2454 Mcmullen Booth Rd Ste 421, Clearwater, FL 33759BD
CRD#: 43036
Clearwater, FL
Past
April 25, 2011 - March 31, 2017
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
CLEARWATER, FL
Past
November 2, 2004 - December 31, 2008
STATE FARM INVESTMENT MANAGEMENT CORP.
RIA
CRD#: 3487
CLEARWATER, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/18/2000)
IAR
Florida(9/18/2018)
Exams
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Clearwater, FL 33759-1339TRUST BUT VERIFY
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