Brian P. Bouchard

MISSIONSQUARE INVESTMENT SERVICES

Washington, DC 20002-4240

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CRD#: 3030083

Professional summary

Brian P Bouchard, who also goes by Brian Peter Bouchard, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1998. Brian has worked at 15 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Peter Bouchard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian P Bouchard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2024 - Present

MISSIONSQUARE INVESTMENT SERVICES

Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

CRD#: 23189

Washington, DC

Past

February 11, 2020 - March 21, 2024

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

February 18, 2016 - July 5, 2019

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

Narragansett, RI

Past

February 18, 2016 - July 5, 2019

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

August 24, 2015 - November 30, 2015

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

NARANGANSETT, RI

Past

August 24, 2015 - November 30, 2015

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

CHARLOTTE, NC

Past

August 16, 2011 - August 12, 2015

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

SANTA FE, NM

Past

March 17, 2011 - August 12, 2015

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

June 1, 2009 - March 1, 2011

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

May 2, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

December 14, 2004 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVIDENCE, RI

Past

December 14, 2004 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 11, 2003 - August 27, 2004

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

HARTFORD, CT

Past

October 16, 2003 - August 27, 2004

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

December 12, 2001 - September 26, 2002

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 5, 1999 - March 1, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 26, 1998 - January 7, 1999

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(12/16/2024)

Alaska
(12/16/2024)

Arizona
(12/16/2024)

Arkansas
(12/16/2024)

California
(12/16/2024)

Colorado
(12/16/2024)

Connecticut
(12/16/2024)

Delaware
(12/16/2024)

District of Columbia
(12/16/2024)

Florida
(12/16/2024)

Georgia
(12/16/2024)

Hawaii
(12/16/2024)

Idaho
(12/16/2024)

Illinois
(12/16/2024)

Indiana
(12/16/2024)

Iowa
(12/16/2024)

Kansas
(12/16/2024)

Kentucky
(12/16/2024)

Louisiana
(12/16/2024)

Maine
(12/16/2024)

Maryland
(12/16/2024)

Massachusetts
(12/16/2024)

Michigan
(12/16/2024)

Minnesota
(12/16/2024)

Mississippi
(12/16/2024)

Missouri
(12/16/2024)

Montana
(12/16/2024)

Nebraska
(12/16/2024)

Nevada
(12/16/2024)

New Hampshire
(12/16/2024)

New Jersey
(12/16/2024)

New Mexico
(12/16/2024)

New York
(12/16/2024)

North Carolina
(12/16/2024)

North Dakota
(12/16/2024)

Ohio
(12/17/2024)

Oklahoma
(12/16/2024)

Oregon
(12/16/2024)

Pennsylvania
(12/16/2024)

Rhode Island
(12/16/2024)

South Carolina
(12/16/2024)

South Dakota
(12/16/2024)

Tennessee
(12/16/2024)

Texas
(12/16/2024)

Utah
(12/16/2024)

Vermont
(12/16/2024)

Virginia
(12/16/2024)

Washington
(12/16/2024)

West Virginia
(12/16/2024)

Wisconsin
(12/16/2024)

Wyoming
(12/16/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/1998

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSIONSQUARE INVESTMENT SERVICES

ICMA - RC SERVICES, INC. | MISSIONSQUARE INVESTMENT SERVICES | ICMA-RC SERVICES, LLC

CRD#: 23189 / SEC#: , 8-40268

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

Mailing Address

777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240

Phone number

(202) 962-4600

Established

Delaware since 12/31/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT	MEMBER/OWNER
GANEY, PETER DAVIDSON	MANAGER	2282691
HOGENDORN, SHANNON DANIEL	CHIEF OPERATIONS OFFICER	3221945
HOGENDORN, SHANNON DANIEL	PRINCIPAL MANAGER	3221945
RICHARDS, CLIFF LAWRENCE	CHIEF COMPLIANCE OFFICER	2974428
WHITTY, RICHARD PATRICK	TREASURER/FINOP	1988149

Disclosures

Regulatory Event	3
Arbitration	2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian P. Bouchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian P Bouchard's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WS GRIFFITH SECURITIES, INC.

VP DISTRIBUTORS LLC

AMUNDI DISTRIBUTOR US, INC.

PRUDENTIAL EQUITY GROUP, LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1999

Series 63

Date: 8/5/1998

SIE

Date: 10/1/2018

Series 7

Date: 5/22/1998

FINRA

Current Firm

MISSIONSQUARE INVESTMENT SERVICES

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MISSIONSQUARE INVESTMENT SERVICES

TRUST BUT VERIFY

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