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KD

Kenneth A. Diamond

ALLSTATE FINANCIAL ADVISORS
Clinton, UT 84015-7900
Some features on this profile are disabled
CRD#: 3029998
KD

Professional summary

Kenneth Andrew Diamond, who also goes by Ken Diamond, Kenneth Andrew Diamond, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Clinton, Utah and ALLSTATE FINANCIAL SERVICES, LLC located in Clinton, Utah.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Kenneth has worked at 12 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ken Diamond | Kenneth Andrew Diamond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Andrew Diamond's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2026 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 2179 W 1800 N Ste C1, Clinton, UT 84015-7900
RIA
CRD#: 109524
Clinton, UT
Current

February 23, 2026 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 2179 W 1800 N Ste C1, Clinton, UT 84015-7900
BD
CRD#: 18272
Clinton, UT
Past

February 9, 2023 - September 5, 2025

EDWARD JONES

RIA
CRD#: 250
HURRICANE, UT
Past

January 17, 2023 - September 5, 2025

EDWARD JONES

BD
CRD#: 250
HURRICANE, UT
Past

October 24, 2006 - December 5, 2008

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

June 4, 2004 - January 19, 2005

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

December 17, 2002 - March 23, 2004

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 17, 2002 - March 23, 2004

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

November 21, 2002 - January 22, 2003

CHOREO, LLC

RIA
CRD#: 111221
IRVINE, CA
Past

January 31, 2002 - January 9, 2003

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI
Past

April 27, 2001 - December 20, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 5, 1999 - May 2, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

April 24, 1998 - April 15, 1999

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Utah
(3/5/2026)
IAR
Utah
(3/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/7/2023
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 4/26/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/1/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/20/2022
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/27/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Clinton, UT 84015-7900

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