James H. Flack
Professional summary
James Hunter Flack III is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Birmingham, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Birmingham, Alabama.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. James has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Hunter Flack III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2020 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 813 Shades Creek Parkway Suite 206, Birmingham, AL 35223April 13, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 813 Shades Creek Parkway Suite 206, Birmingham, AL 35223April 13, 2020 - April 13, 2020
KESTRA ADVISORY SERVICES, LLC
February 17, 2004 - April 14, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 2, 2004 - April 14, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 17, 2000 - December 31, 2003
FRANK CHAPPELLE & CO., INC.
April 8, 1998 - September 11, 2000
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2020)
(4/16/2020)
(4/13/2020)
(7/7/2025)
(4/13/2020)
(4/13/2020)
(10/29/2024)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(5/20/2020)
(4/13/2020)
(10/26/2020)
(4/13/2020)
(2/27/2023)
(9/20/2022)
(4/17/2020)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(4/13/2020)
(7/27/2023)
(4/13/2020)
Exams
FINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Birmingham, AL 35223TRUST BUT VERIFY
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