PM
Philip A. Mcdonald
STATE FARM INVESTMENT MANAGEMENT
Middlesboro, KY 40965
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CRD#: 3029868
PM
Professional summary
Philip Anderson Mcdonald, who also goes by Phil Mcdonald, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Middlesboro, Kentucky and STATE FARM VP MANAGEMENT CORP. located in London, Kentucky.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Philip has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Mcdonald
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LONDON TOWER PROPERTIES, LLC; NON-INVESTMENT-RELATED; 112 NAPIER RD. LONDON, KY 40744; OFFICER; 02/2009; 4 HRS/MTH-NONE DURING TRADING HOURS; LLC-REAL ESTATE; PROVIDE USEABLE OFFICE. 2) Beamco, LLC; Non-Investment-Related; 112 Napier Road, London, KY 40744; Investment or Commercial Property; Partner; 9/18/2018; Review bank statements, make deposits in the checking account, Pay bills/Co-Signor on checking account. 4 individuals forming an LLC, looking to buy rental units. no compensation to any, continue to reinvest in more property. residential units only. I would be listed as member. checks require two signatures. All members will active in the management and plans for AVAIL software to assist in business management.; 1; 0. 3) CABER PROPERTIES, LLC; INVESTMENT-RELATED 112 Napier Rd London KY 40744; Residential Rental Property; Money to invest will only be for down payment for the loan requirement and comes from savings.; Partner; 06/01/2020; 1;0. 4) Philip McDonald's Insurance Agency; Insurance Agency; Investment-related; 1407 W 5th St London, KY 40741-1616; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 08/01/1998; 80; 80; Service customers and supervise employees 5) Brentwood Square Homeowner Association; non-investment-related; 1310Gray Hawk Dr Lexington KY 40502; association/committee/council; board member; board member; 10/31/2022; 1; 0; look out for the best interest of the HOA and keep the owners informed of decisions that need to be made. The HOA has a bookkeeper that keeps the financial records. 6) Philip McDonald - Property #1 (personally Held Real Estate); investment-related; 503 Hensley Dr London KY 40741; investment or commercial Property; Owner; 08/06/2024; 1; 0; Rental Home
CRS (Client Relationship Summary) - RIA
Click below to view Philip Anderson Mcdonald's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 1238 N 12th St, Middlesboro, KY 40965Office #2: 1407 W 5th St, London, KY 40741-1616RIA
CRD#: 3487
Middlesboro, KY
Current
May 15, 1998 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 1407 W 5th St, London, KY 40741-1616BD
CRD#: 43036
London, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(1/23/2001)
IAR
Kentucky(4/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
