Keith Larkin

ROBERTSON STEPHENS

SAN FRANCISCO, CA 94105-2442

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CRD#: 3029072

Professional summary

Keith Larkin is a registered financial advisor currently at ROBERTSON STEPHENS located in San Francisco, California and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in San Francisco, California.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Keith has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Robertson Stephens Wealth Management, LLC; Investment Related; 455 Market Street, Suite 1450, San Francisco, CA, 94105, Affiliated RIA, Wealth Manager; November 2021. (2) Licensed Independent Insurance Agent (3) Robertson Stephens Capital Markets, LLC; Investment Related; 455 Market Street, Suite 1450, San Francisco, CA, 94105, Affiliated B/D, Principal, MD; November 2021.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Larkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2021 - Present

ROBERTSON STEPHENS

Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442

RIA

CRD#: 289977

SAN FRANCISCO, CA

Current

November 30, 2021 - Present

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

Office #1: 455 Market Street Ste. 1450, San Francisco, CA 94105-2444Office #2: 455 Market Street Ste. 1450, San Francisco, CA 94105-2442

CRD#: 290635

SAN FRANCISCO, CA

Past

September 18, 2013 - December 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SAN FRANCISCO, CA

Past

September 17, 2013 - December 10, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SAN FRANCISCO, CA

Past

October 11, 2006 - September 24, 2013

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

October 11, 2006 - September 24, 2013

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

February 18, 2003 - October 10, 2006

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

SAN FRANCISCO, CA

Past

February 18, 2003 - October 10, 2006

NEUBERGER BERMAN BD LLC

CRD#: 2908

SAN FRANCISCO, CA

Past

June 12, 2001 - January 21, 2003

CITY NATIONAL ROCHDALE

RIA

CRD#: 117198

SAN FRANCISCO, CA

Past

September 26, 2000 - January 21, 2003

CNR SECURITIES, LLC

CRD#: 18466

NEW YORK, NY

Past

April 16, 1998 - November 9, 1999

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/30/2021)

IAR

California
(12/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ROBERTSON STEPHENS

ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC

CRD#: 289977 / SEC#: 801-111814

RIA

Registered Investment Advisory firm - (10/11/2017 Approved)

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Contact information

Main Address

455 Market Street Ste. 1450, San Francisco, CA 94105-2442

Mailing Address

Phone number

(415) 500-6810

Established

Firm type

Fiscal year end

# of Employees

113

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROBERTSON STEPHENS ADV PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	7,419
AUM (Assets Under Management)	$ 7,139,384,497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith Larkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Larkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBERTSON STEPHENS CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

CITY NATIONAL ROCHDALE

CNR SECURITIES, LLC

STEPHENS

Primary Firm SEC Registration

ROBERTSON STEPHENS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2001

Series 63

Date: 5/8/1998

SIE

Date: 10/1/2018

Series 7

Date: 3/13/2001

Series 6

Date: 4/13/1998

FINRA

Current Firm

ROBERTSON STEPHENS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROBERTSON STEPHENS

TRUST BUT VERIFY

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