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Christopher Ryan Fardella

CRD# 3028593·Registered 1998 - 2002
Barred: Christopher Ryan Fardella was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Ryan Fardella, who also goes by Anthony Fardella, Antonio Fardella, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1998 - 2002. Christopher had worked at 8 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony Fardella, Antonio Fardella

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GLENN MICHAEL FINANCIAL, INC.·CRD# 37912
BD
Melville, NY
August 13, 2002 - October 29, 2002
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
January 15, 2002 - May 29, 2002
GRADY AND HATCH & COMPANY, INC.·CRD# 14262
BD
Staten Island, NY
May 9, 2001 - December 17, 2001
CHICAGO INVESTMENT GROUP, LLC·CRD# 11853
BD
Chicago, IL
September 18, 2000 - March 27, 2001
PROVIDENTIAL SECURITIES, INC.·CRD# 31189
BD
Fountain Valley, CA
February 4, 2000 - October 2, 2000
THINKEQUITY LLC·CRD# 20996
BD
New York, NY
June 4, 1999 - August 27, 1999
HORNBLOWER & WEEKS, INC.·CRD# 4683
BD
New York, NY
January 25, 1999 - February 26, 1999
CARNEGIE INVESTOR SERVICES INC.·CRD# 8295
BD
New York, NY
April 16, 1998 - December 11, 1998

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Current Firm

GM
GLENN MICHAEL FINANCIAL, INC.

GLENN MICHAEL FINANCIAL, INC.

CRD#: 37912 / SEC#: 8-47988
BD
Cancelled by SEC on 10/04/2006

Contact Information

Established

New York since 05/18/1994

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GMF HOLDING CORP.SHAREHOLDER—
AULLETTA, GARY GLENNGENERAL PRINCIPAL8790
BENOWITZ, ROBERT LAWRENCEHEAD TRADER2181059
KAVANAGH, JOSEPH ROBERTGENERAL PRINCIPAL1348454
LANAIA, FRANCINE ANNVICE PRESIDENT, COMPLIANCE DIRECTOR1415689
LANAIA, GLENN MICHAELPRESIDENT, FINOP1122707
MERKENT, JOHN EDWARDSROP1878878

Disclosures

Regulatory Event

6

Civil Event

1

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1998About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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