Robert G. Mcdaniel

LIGHTHOUSE FINANCIAL SERVICES

BREA, CA 92821

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CRD#: 3028236

Professional summary

Robert George Mcdaniel is a registered financial advisor currently at LIGHTHOUSE FINANCIAL SERVICES INC located in Brea, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Mcdaniel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 1998 - Present

LIGHTHOUSE FINANCIAL SERVICES INC

Office #1: 3000 E. Birch Street, Suite 107, Brea, CA 92821

RIA

CRD#: 110367

BREA, CA

Past

March 31, 1999 - May 3, 1999

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

May 4, 1998 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTHOUSE FINANCIAL SERVICES INC

CRD#: 110367 / SEC#: 801-55848

RIA

Registered Investment Advisory firm - (9/2/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/4/1998)

IAR

Nebraska
(3/16/2021)

IAR

Texas
(1/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/1/1998

General Securities Representative Examination

Current Firm

LIGHTHOUSE FINANCIAL SERVICES INC

CRD#: 110367 / SEC#: 801-55848

RIA

Registered Investment Advisory firm - (9/2/1988 Approved)

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Contact information

Main Address

3070 Saturn Street Suite 101, Brea, CA 92821

Mailing Address

Phone number

(714) 572-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (1/21/2025)

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 429,837,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert G. Mcdaniel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert George Mcdaniel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIGHTHOUSE FINANCIAL SERVICES INC

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

LIGHTHOUSE FINANCIAL SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/1998

Series 63

Date: 5/11/1998

Series 7

Date: 5/1/1998

Current Firm

LIGHTHOUSE FINANCIAL SERVICES INC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTHOUSE FINANCIAL SERVICES INC

TRUST BUT VERIFY

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