PC
Peter W. Crimmins
CETERA INVESTMENT ADVISERS LLC
Mesa, AZ 85215
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CRD#: 3028055
PC
Professional summary
Peter William Crimmins, who also goes by Pete Crimmins, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mesa, Arizona and CETERA ADVISORS LLC located in Mesa, Arizona.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Peter has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pete Crimmins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 02/1996,, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10 , POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: TASSO FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: RED MOUNTAIN COMMUNITY CHURCH, INVESTMENT RELATED: NO, ADDRESS: 6101 E VIRGINIA ST, MESA, AZ 85215, NATURE OF BUSINESS: CHURCH, START DATE: 01/2006, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SET VISION AND LEAD THE CHURCH;
CRS (Client Relationship Summary) - RIA
Click below to view Peter William Crimmins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2929 N Power Road, Suite 101, Mesa, AZ 85215Office #2: 2929 N Power Rd Suite 101-c13, Mesa, AZ 85215RIA
CRD#: 105644
Mesa, AZ
Current
October 27, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2929 N Power Rd Suite 101, Mesa, AZ 85215BD
CRD#: 10299
Mesa, AZ
Past
October 27, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 5, 2017 - November 7, 2023
ONEAMERICA SECURITIES, INC.
RIA
CRD#: 4173
Mesa, AZ
Past
September 5, 2017 - November 7, 2023
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Mesa, AZ
Past
December 12, 2012 - September 6, 2017
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
MESA, AZ
Past
November 30, 2012 - September 6, 2017
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
MESA, AZ
Past
June 4, 2012 - December 4, 2012
CAPITAL ANALYSTS
RIA
CRD#: 162200
MESA, AZ
Past
June 1, 2012 - December 4, 2012
LINCOLN INVESTMENT
RIA
CRD#: 519
MESA, AZ
Past
June 1, 2012 - December 4, 2012
LINCOLN INVESTMENT
BD
CRD#: 519
MESA, AZ
Past
January 27, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
RIA
CRD#: 5478
MESA, AZ
Past
January 26, 2009 - June 1, 2012
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
MESA, AZ
Past
January 28, 2004 - February 5, 2009
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
MESA, AZ
Past
February 28, 2003 - February 5, 2009
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
MESA, AZ
Past
May 4, 1998 - February 6, 2003
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/27/2023)
IAR
Arizona(3/21/2024)
RR
California(10/27/2023)
RR
Colorado(10/27/2023)
RR
Florida(10/27/2023)
RR
Georgia(10/27/2023)
RR
Hawaii(10/27/2023)
RR
Idaho(10/27/2023)
RR
Illinois(10/27/2023)
RR
Iowa(11/13/2024)
RR
Michigan(12/19/2023)
RR
Minnesota(12/19/2023)
RR
North Carolina(11/9/2023)
RR
Ohio(10/27/2023)
RR
Oregon(10/27/2023)
RR
Texas(10/27/2023)
IAR
Texas(3/21/2024)
RR
Utah(10/27/2023)
RR
Washington(11/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
