Erik S. Lunseth
Professional summary
Erik S Lunseth, who also goes by Erik Scott Lunseth, Erik Lunseth, is a registered financial professional currently at MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Erik is registered as a RR (Registered Representative) and started their career in finance in 1999. Erik has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erik S Lunseth's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2024 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240October 3, 2019 - November 1, 2023
MML INVESTORS SERVICES, LLC
March 21, 2019 - August 8, 2019
AMERICAN EQUITY INVESTMENT CORPORATION
October 1, 2012 - January 25, 2017
J.P. MORGAN SECURITIES LLC
October 1, 2012 - January 25, 2017
J.P. MORGAN SECURITIES LLC
November 10, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
September 29, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 14, 2007 - July 2, 2009
INDEPENDENT FINANCIAL PARTNERS
October 25, 2007 - June 29, 2009
MUTUAL SERVICE CORPORATION
July 25, 2006 - October 23, 2007
TRUIST INVESTMENT SERVICES, INC.
July 10, 2006 - October 23, 2007
TRUIST INVESTMENT SERVICES, INC.
August 31, 2001 - June 28, 2006
CHASE INVESTMENT SERVICES CORP.
June 23, 2000 - June 28, 2006
CHASE INVESTMENT SERVICES CORP.
May 26, 1999 - August 28, 1999
IDS LIFE INSURANCE COMPANY
May 26, 1999 - August 28, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2024)
Exams
FINRA
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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