Raquel A. Bone
Professional summary
Raquel A Bone, who also goes by Raquel Alana Bone, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Irvine, California.
Raquel is registered as a RR (Registered Representative) and started their career in finance in 1998. Raquel has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 30, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Raquel A Bone's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2022 - Present
PNC CAPITAL MARKETS LLC
Office #1: 2020 Main Street 9th Floor, Suite 950, Irvine, CA 92614August 17, 2016 - May 10, 2022
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
October 1, 2008 - February 6, 2015
J.P. MORGAN SECURITIES LLC
October 1, 2008 - February 6, 2015
J.P. MORGAN SECURITIES LLC
September 27, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
September 8, 2006 - September 27, 2006
BANC ONE SECURITIES CORPORATION
July 30, 2001 - October 1, 2008
J.P. MORGAN SECURITIES INC.
April 6, 1998 - December 2, 2003
J.P. MORGAN SECURITIES OF TEXAS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2022)
Exams
FINRA
Current Firm
PNC CAPITAL MARKETS LLC
CRD#: 15647 / SEC#: , 8-32493
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC HOLDING, LLC. | PARENT | |
| BEGLEY, TERENCE PATRICK | BOARD MEMBER | 4718949 |
| BERNIER, JAMES STEVENS | CHIEF EXECUTIVE OFFICER | 2849222 |
| CESARIO, CONNIE KOZLOFF | BOARD MEMBER | 4251140 |
| DERESPIRIS, BRIAN G | PRESIDENT, COO | 5399266 |
| MCNELIS, BRIAN PATRICK | BOARD MEMBER | 4886370 |
| MILLER, JOHN R | TREASURER AND FINOP | 6933635 |
| MILLER, JOHN R | PRINCIPAL FINANCIAL OFFICER | 6933635 |
| PULLINS, MATTHEW MICHAEL | CHIEF FINANCIAL OFFICER | 4366952 |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
| PUMPHREY, MARY PATRICIA | CHIEF RISK OFFICER | 2513345 |
| THOMAS, MICHAEL | CHAIRMAN | 2992653 |
| TOBUN, ABI | BOARD MEMBER | 4878954 |
| WILLIAMS, TROY MATTHEW | PRINCIPAL OPERATIONS OFFICER | 7763919 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 3 |
Red Flags
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